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Musculoskeletal practitioners’ perceptions of contextual factors that may influence chronic low back pain outcomes: a modified Delphi study

Abstract

Background

Optimal shaping of contextual factors (CFs) during clinical encounters may be associated with analgesic responses in treatments for musculoskeletal pain. These CFs (i.e., the patient-practitioner relationship, patient’s and practitioner’s beliefs/characteristics, treatment characteristics, and environment) have not been widely evaluated by musculoskeletal practitioners. Understanding their views has the potential to improve treatment quality and effectiveness. Drawing on a panel of United Kingdom practitioners’ expertise, this study aimed to investigate their perceptions of CFs during the management of patients presenting with chronic low back pain (LBP).

Methods

A modified two-round online Delphi-consensus survey was conducted to measure the extent of panel agreement regarding the perceived acceptability and influence of five main types of CFs during clinical management of patients with chronic LBP. Qualified musculoskeletal practitioners in the United Kingdom providing regular treatment for patients with chronic LBP were invited to take part.

Results

The successive Delphi rounds included 39 and 23 panellists with an average of 19.9 and 21.3 years of clinical experience respectively. The panel demonstrated a high degree of consensus regarding approaches to enhance the patient-practitioner relationship (18/19 statements); leverage their own characteristics/beliefs (10/11 statements); modify the patient’s beliefs and consider patient’s characteristics (21/25 statements) to influence patient outcomes during chronic LBP rehabilitation. There was a lower degree of consensus regarding the influence and use of approaches related to the treatment characteristics (6/12 statements) and treatment environment (3/7 statements), and these CFs were viewed as the least important. The patient-practitioner relationship was rated as the most important CF, although the panel were not entirely confident in managing a range of patients’ cognitive and emotional needs.

Conclusion

This Delphi study provides initial insights regarding a panel of musculoskeletal practitioners’ attitudes towards CFs during chronic LBP rehabilitation in the United Kingdom. All five CF domains were perceived as capable of influencing patient outcomes, with the patient-practitioner relationship being perceived as the most important CF during routine clinical practice. Musculoskeletal practitioners may require further training to enhance their proficiency and confidence in applying essential psychosocial skills to address the complex needs of patients with chronic LBP.

Background

Healthcare practitioners’ views regarding the recognition and modulation of contextual factors (CFs) during routine clinical practice is important and has the potential to improve the quality and effectiveness of patient care [1, 2]. CFs are integral to both placebo and nocebo effects, capable of triggering positive or negative clinical outcomes, particularly in their capacity to modulate patients’ pain [1, 3]. One categorisation of CFs encompasses five broad domains: (i) the patient-practitioner relationship; (ii) patient’s characteristics/beliefs; (iii) practitioner’s characteristics/beliefs; (iv) the treatment characteristics; and (v) the treatment environment/setting [4]. These CFs are conceptualised to include the patient’s perception of both the external context such as the healthcare environment, treatment, and associated social cues, (e.g., verbal suggestions, practitioner features) together with their internal context such as their prior experiences, emotional states, and expectations which then mutually informs their appraisal of future health and wellbeing [1, 3].

CF mediated pain modulation involves defined endogenous neural pathways evoked by psychological processes such as a patient’s mindset, expectations, or social and observational learning [5,6,7]. Both the social and environmental features of the treatment context inform these psychological processes, which are conscious and non-conscious. The mindset of a patient regarding their health, specific illness, and treatment is also influenced by the patient-practitioner relationship which affects both the quality and effectiveness of care received [5, 7, 8]. Accordingly, healthcare practitioners are capable of shaping patients’ thoughts and feelings during therapeutic encounters via (a) cognitive care—influencing patients’ expectations regarding their treatment or illness beliefs; and (b) emotional care—influencing unhelpful emotional states (e.g., fear, anxiety) through empathy, warmth, and reassurance [4]. In the context of health and illness, dyadic interactions between patients and practitioners serve as a conduit for exchanging sociobiological information [5]. Developing a positive therapeutic alliance or a person-centred approach creates a foundation for interpersonal healing which can either catalyse or inhibit placebo and nocebo effects respectively. How practitioners establish the recovery context can positively shape patients’ expectations and influence their clinical outcomes [5, 6]. Optimal shaping of CFs during clinical encounters may be associated with substantive placebo effects such as pain reduction; conversely, a negative treatment environment may be associated with nocebo effects, potentially increasing pain [9]. The patient-practitioner relationship, environmental and social cues, and even the observation of others can add to or stimulate placebo/nocebo effects [3, 5, 6]. The experience and magnitude of such effects is modulated by an individual’s psychosocial perceptions, whether positive or negative, which arises from the context in which they occur [3, 5, 10, 11].

A proposed range of clinical applications to potentially harness placebo effects for non-malignant pain was categorised using the five main CF domains [12]. The authors examined 169 studies derived from seven systematic reviews relating to placebo literature across a range of settings. The initial list was evaluated and validated by leading placebo researchers using a survey, resulting in a taxonomy of possible clinical applications to deliberately harness placebo effects during routine practice [12]. Similarly, other clinicians and researchers have also recommended approaches to avoid nocebo effects [13] and enhance placebo effects for pain and musculoskeletal (MSK) disorders [14, 15]. This raises the possibility of ethically harnessing placebo analgesia and integrating such effects into clinical rehabilitation, particularly for MSK pain.

It is important to note that the aforementioned applications originate from a range of studies that may include healthy controls, experimental designs, or have been extrapolated from qualitative research [1, 14, 15]. Accordingly, it is yet to be explicitly uncovered how CFs may be optimally or consistently harnessed to induce placebo analgesia during clinical practice for specific MSK conditions. Moreover, during MSK rehabilitation, predictions in clinical practice may be challenging since disentangling effects underpinned by CFs, effects of complex interventions with interacting components, and confounding factors (e.g., natural history, symptom regression to the mean) is complicated [15, 16]. There is growing recognition that translational placebo research is required [1, 17] to explore and understand patients’, practitioners’, and other stakeholders’ views regarding the ethical and appropriate use of CFs for different MSK disorders, as well as for acute and chronic conditions [1, 12, 15, 17].

Recently, a national Italian survey examining manual therapists’ (MTs) perspectives regarding the use of CFs during clinical practice [2] and a subsequent investigation of Italian physiotherapists’ views [18] suggest these practitioners believe CFs contribute to therapeutic effects. However, neither focused on the relevance of CFs in relation to a specific MSK condition. Since there are numerous placebo/nocebo effects with distinctive mechanisms across a range of illnesses and interventions [19, 20], it is important to investigate practitioners’ attitudes towards the use of CFs for particular health complaints.

MSK conditions account for a considerable proportion of persistent pain globally [21, 22] with low back pain (LBP) being a leading cause of disability [23,24,25,26] particularly in regions with higher life expectancies [27]. The prevalence of chronic LBP (i.e., persistent symptoms for 12 or more weeks) is approximately 19.6% between the economically active ages of 20 and 59 years [28]. Persistent LBP negatively impacts patients’ quality of life, activity levels, ability to work, and earning potential [27] creating deleterious personal, social, and economic consequences [29,30,31]. Existing chronic LBP (cLBP) treatments are inadequate [32], and those focusing on symptom management typically provide modest relief [31, 33, 34]. Consequently, multimodal cLBP management strategies incorporating the biopsychosocial perspective are required [32].

There is an opportunity to harness placebo effects and clinical practices which involve social and cognitive pain modulation [35] to improve treatment effectiveness for patients with cLBP [32]. Understanding MSK practitioners’ beliefs regarding the deliberate use of CFs during cLBP management may identify areas for further training and skills development. Consequently, there is a need for studies on CFs to support clinicians in implementing contemporary research knowledge in everyday practice [1, 17, 36, 37]. It is unclear whether MSK practitioners believe they have sufficient skills or knowledge to incorporate them into clinical practice which may present a barrier for implementation. Accordingly, it is important to understand practitioners’ views to determine whether there is collective agreement on which of these CF care approaches are perceived as clinically valid or appropriate for the management of cLBP. Drawing on United Kingdom (UK) MSK practitioners’ collective opinions and knowledge, may help understand the present appetite for the modulation of CFs which are perceived to augment usual care for patients with cLBP and the identification of further potentially effective CFs for further study.

Materials and methods

Aims

The primary aim of this study was to explore a panel of UK MSK practitioners’ perceptions regarding the acceptability and influence of five main types of CFs during clinical management of patients with cLBP using an iterative process to determine whether group-level consensus was reached. Accordingly, the primary research questions are: (a) To what extent do a panel of UK MSK practitioners perceive CFs as clinically acceptable care approaches capable of influencing patients cLBP outcomes? And (b) To what extent do the panellists agree with each other regarding the use of CF care approaches to influence clinical outcomes for patients with cLBP? Secondary research questions explore the extent to which the UK panel use and regard CFs as clinically valid and important, and how confident they are in applying CFs during the routine care of patients with cLBP. To clarify, the objective of this Delphi study is not to provide recommendations regarding which CFs are important, nor to prescribe their use by other healthcare practitioners.

Research design

This study involved a modified two-round online Delphi-consensus survey to achieve panel consensus following recommendations for conducting and reporting Delphi studies (CREDES) in palliative medicine where appropriate [38]. Similar methods were used to achieve consensus amongst prominent interdisciplinary placebo researchers regarding the ethical use of placebo/nocebo effects during clinical practice [36], to ascertain what should be disclosed to patients, and how practitioners should be trained [37].

The Delphi-method is a structured group-approach, involving anonymous experts, with the objective of iteratively reducing the range of responses to measure consensus [39]. Compared to the nominal group technique, structured group meetings using an experienced moderator are not necessary enabling broader geographical inclusion [40], encouraging honest and open expression of opinions, and reducing the likelihood of dominant ideas, group pressure or social conformity which can potentially confound the results [41, 42]. The number of rounds was decided a priori since attrition may increase following successive iterations [40, 43]. Consequently, the ideas generation and evaluation phases [39] were combined rather than conducting three rounds. The between-round aims were to refine, clarify and reduce redundant statements whilst including panel suggestions [44]. Incorporating pre-determined content derived from literature reviews, guidelines or preparatory work is another accepted Delphi study modification [44]. The purpose of each iteration is presented in Fig. 1 below.

Fig. 1
figure 1

Purpose of each Delphi round

Participants

This study aimed to recruit between 20 and 40 qualified UK MSK practitioners assuming a 25% drop-out rate between rounds (i.e., 15–30 panellists in the last round). This is consistent with a systematic review indicating 64% of Delphi studies had between 11 and 50 participants in the final round [45]. The aim was to recruit a heterogenous group of MSK practitioners with an interest in the study as the purpose, resources, and complexity determine an appropriate panel size [46, 47]. Although there are no clear rules regarding panel selection and size [42], convenience or purposive samples are frequently used [44].

This Delphi study used convenience sampling as potential participants were identified and recruited using direct emails through publicly listed websites (e.g., Chartered Society of Physiotherapy, British Chiropractic Association, General Chiropractic Council, BackCare charity) and social media advertisements (e.g., Musculoskeletal Association of Chartered Physiotherapists Twitter page; Understanding Placebo Effects in Manual Therapy Facebook group). Email invitations were also sent via professional networks and word-of-mouth recommendations (i.e., snowballing). Although National Health Service (NHS) practitioners were not directly targeted, five panellists provided personal email addresses during the first-round.

Participants required at least three years of clinical experience which appears to be a common admission requirement for UK master’s training. Since CFs represent psychosocial aspects of care, it was important to include recently qualified MSK practitioners who may have exposure to biopsychosocial training. Panellists therefore self-identified as MSK ‘experts’, proficient in the rehabilitation of patients with cLBP, based on inclusion–exclusion criteria presented in Table 1 below.

Table 1 Eligibility criteria

Materials: survey development and piloting

Preliminary Delphi statements were extracted from various researchers’ recommendations for potentially harnessing placebo effects during clinical practice and relevant reviews [1, 12,13,14,15, 48,49,50,51,52,53,54]. The first-round survey was initially developed and piloted with two independent/non-participating Physiotherapists and a Chiropractor providing input concerning: time taken to complete; overall clarity, language, terminology/phrasing; ease of completion (e.g., layout, instructions); general comments and functionality. Following ethics approval, participants were invited to complete the first-round survey. Thereafter, the second-round Delphi survey was modified and piloted (n = 5). Two non-participating Physiotherapists, a Chiropractor, a professor familiar with Delphi studies and survey design, along with an academic who has previously published research relating to CFs critically evaluated the survey to ensure face and content validity. To review the modifications to the survey between rounds, please refer to Additional file 1: Tables S1 and S2 respectively.

Data collection procedure

Bournemouth University’s (England) Research Ethics Panel provided ethics approval prior to data collection (IDs: 28052 and 32406, approved on 30/10/2019 and 18/06/2020 for each version of the questionnaire respectively). Data were collected over encrypted SSL (TLS) connections via the JISC online survey platform (https://www.jisc.ac.uk/online-surveys) following informed consent, from 13 January until 11 March 2020 and from 23 June until 23 July 2020 for each round respectively.

In total, 64 statements were included in the first round, accompanied by open-ended questions so panellists could provide ideas for each of the five main CF domains. A brief introduction was included, to ensure there was a general understanding of the topic, with verbatim text presented in Fig. 2 below.

Fig. 2
figure 2

Copy of the introductory text preceding the first-round survey questions

Panellists were asked to “select/tick all applicable column(s)” if they believed the corresponding statement: (a) reflected a potentially valid care approach; (b) is an approach they currently use as part of their everyday practice; and (c) is an approach they feel confident to use without further training/experience; or alternatively, they believed the corresponding care approach might contribute to or enhance overall treatment effects. An example of the question format was included to ensure the instructions were clear and easy to follow, as depicted in Fig. 3 below.

Fig. 3
figure 3

Example question and response options included in the first-round survey

During the first round, panellists did not rate their agreement levels nor indicate the strength of their preference, they simply selected the applicable response option(s) as depicted in Fig. 3 above. The final section of the survey included basic demographic information (i.e., age, gender, practitioner type, practice setting, and region), and an option to provide their email address for second-round participation. Panellists expressing interest during the first round were subsequently invited to participate in the second-round (n = 31).

During the second round, demographic data were collected first. Thereafter, panellists rated 74 statements using a five-point Likert scale ranging from strongly disagree (1) to strongly agree (5) to indicate whether they had intentionally used each CF approach believing it could influence cLBP outcomes. Two additional response options (i.e., Not Valid, and Do Not Recall/Use—coded as 0 and missing respectively) were provided which is appropriate where participants have varied knowledge or qualifications [43]. The following instructions preceded each set of statements:

  • Below is a list of care approaches for patients with chronic or persistent low back pain (LBP).

  • Please indicate whether you have intentionally used each approach believing it could influence patient’s LBP outcome(s).

Panellists were then asked to indicate the extent to which they agreed or disagreed with the influence of each CF approach on patients’ cLBP outcome(s) as depicted in Fig. 4 below.

Fig. 4
figure 4

Example of the question format and response options during the second-round survey

To review original copies of each round of the Delphi survey, refer to Additional file 1: DS-R1 and DS-R2 respectively.

Data analysis

The main analysis involved generating descriptive statistics and frequency tables using SPSS version 28.0. Mean scores were used to rank statements for each of the five main CF domains. Consensus was defined a priori as percentage agreement ≥ 75% (i.e., panellists rating 4 or 5) except if a panellist disagreed (i.e., ratings of 1 or 2) or rated the statement as ‘Not Valid’ (0) during the second round. Cumulative percentages were calculated to measure overall panel agreement (i.e., ratings ≥ 4) for each statement.

Results

Response rates

The first-round panel consisted of 39 qualified MSK practitioners in the UK. Thirty-one practitioners expressed interest in the second round, whilst eight did not. Thus, the attrition rate was 25.8% (i.e., 8/31) between the two iterations. Of the 31 invitations sent, another eight were lost to follow-up as depicted in Fig. 5 below. The second-round response rate was 74.2% (i.e., 23/31) with an overall attrition rate from the original sample of 41.0% (i.e., 16/39).

Fig. 5
figure 5

Flowchart of Delphi responses

Panel characteristics

During the first round (n = 39), more than half the panel were male MSK practitioners (56.4%; n = 22). Overall, the average age was 46.5 years (S.D. ± 11.7; range: 28–75 years), with an average of 19.9 years of clinical experience (S.D. ± 10.3; range: 3–40 years). During the second round (n = 23), the majority of the panel were also male MSK practitioners (60.9%; n = 14). The average age was 47.9 years (S.D. ± 11.9; range: 32–75 years) with an average of 21.3 years of clinical experience (S.D. ± 11.5; range: 3–41 years). Table 2 below presents a summary of the panel’s characteristics for each round.

Table 2 Summary of panel’s characteristics

Self-reported use and perceived influence of CFs

Tables 3, 5, 7, 9 and 11 below describe the panel’s (n = 39) self-reported use of the 64 statements under consideration during the first round, and their perceptions regarding the clinical validity or appropriateness of these CF care approaches for patients presenting with cLBP. Furthermore, Tables 4, 6, 8, 10 and 12 present the panel’s (n = 23) agreement levels with each of the 74 statements under consideration during the second round along with indicating the panel’s consensus (i.e., their agreement with each other) regarding the perceived influence of each statement during the treatment of patients with cLBP. Across each of the five main CF domains, statements have been ranked using the Likert-score mean. Consensus was considered to be achieved if at least 75% of the panel (n = 23) agreed they had deliberately employed the CF care approach believing it was capable of influencing outcomes in patients with cLBP and none of the panel members rated the statement as ‘Not Valid’ or disagreed.

Patient-practitioner relationship

Self-reported use, perceived as clinically valid, and self-confidence

During the first round (n = 39) the self-reported use of CF care approaches to develop the patient-practitioner relationship ranged from 76.9 to 100%. Similarly, CF care approaches which were perceived as potentially valid during the treatment of patients with cLBP ranged from 76.9 to 92.3%. Although 76.9% of the panel thought applying different forms of touch was perceived as a clinically valid care approach during the first round, there was insufficient consensus (73.9%) during the second round. The least frequently used diagnostic approach related to exploring the meaning of the patient’s symptoms (see Table 3, rank 16) with only 53.8% expressing self-confidence.

The self-reported use and perceptions regarding the acceptability of CF care approaches to improve the patient-practitioner relationship were generally higher than the panel’s self-confidence to apply them without undertaking further training. Less than 70% of the panel reported being confident about their non-verbal communication skills such as not interrupting the patient or using open body language. More importantly, less than 70% of the panellists were confident about using particular person-centred care approaches such as developing the therapeutic alliance, expressing genuine empathy, engaging in collaborative decision-making, or requesting the patient’s opinion. Table 3 below presents a summary of the first-round results.

Table 3 Panel’s self-reported use, perceived clinical validity, and confidence concerning the patient-practitioner relationship (Round 1; n = 39)

Perceived influence: panel consensus

With regards to the patient-practitioner relationship, there was group-consensus for 18 of 19 statements included in the second round. Of these 18 statements, overall levels of agreement were high, ranging from 86.9 to 100%. For six statements, 100% of the panel agreed they had intentionally used non-verbal behaviours, person-centred care approaches, and cognitive reassurance believing it would influence clinical outcomes. Table 4 below presents a summary of these results. Notably, the only statement where panel consensus was below the 75% threshold (i.e., 73.9% agreement) involved applying different forms of touch (see Table 4, rank 19).

Table 4 Summary of panel’s agreement levels concerning the patient-practitioner relationship (Round 2; n = 23)

Patient’s beliefs and characteristics

Self-reported use, perceived as clinically valid, and self-confidence

The self-reported use of CF care approaches aiming to modify patient’s beliefs ranged from 51.3 to 100% and perceptions relating to the potential clinical validity during cLBP treatment ranged from 61.5 to 92.3%. The most commonly used CF care approaches which were also perceived as clinically acceptable included actively investigating the patient’s needs, feelings, preferences, and previous experiences, and supporting the patient in reframing negative memories (e.g., reinterpret an X-ray, explain radiological reports or GP letters). Notably, the panel’s self-reported use of approaches to modify patient’s individual beliefs was typically higher than their self-reported confidence.

The two most commonly used cognitive behavioural approaches involved reframing the patient’s prior LBP misconceptions and addressing inaccurate treatment beliefs whilst the least commonly used included helping a patient plan and monitor treatment success and empowering each patient to self-care. Less than 40% of the panel were confident to use these CF care approaches despite perceiving them as clinically acceptable. Contrastingly, more than 90% of the panel reported addressing unhelpful illness perceptions and fear-avoidance behaviours, although less than 60% expressed self-confidence. Table 5 below presents a summary of these results.

Table 5 Panel’s self-reported use, perceived clinical validity, and confidence addressing patient’s beliefs/characteristics (Round 1; n = 39)

Perceived influence: panel consensus

There was group-consensus for 21 of 25 statements relating to patient’s beliefs and characteristics. For 21 statements, levels of agreement ranged from 82.6 to 100% indicating practitioners were actively using these CF care approaches to influence clinical outcomes. Of the five statements with 100% agreement, four related to the patient’s treatment history. Mean rankings suggest examining the patient’s treatment history by understanding their prior experiences and addressing misinformed beliefs were perceived as important CFs. Table 6 below presents a summary of these results.

Three statements where consensus was not achieved were new additions from the first round, even though agreement levels exceeded the 75% threshold (see Table 6), specifically, instilling hope (rank 16); explaining self-care involves managing stress (rank 18); and explaining why imaging is unnecessary (rank 23.5). Another statement was below the consensus threshold (73.9% agreement), namely, emphasising positive outcomes such as overall pain-reducing effects (see Table 6, rank 25), as 26.1% of the panellists were unsure whether this might influence patient outcomes.

Table 6 Summary of panel’s agreement levels concerning the patient’s beliefs/characteristics (Round 2; n = 23)

Practitioner’s beliefs and characteristics

Self-reported use, perceived as clinically valid, and perceived treatment effects

Self-reported use of CF care approaches relating to the practitioner’s own beliefs or characteristics ranged from 56.4 to 100%, whilst their perceptions regarding the potential clinical validity ranged from 53.8 to 89.7%. During the first round, the panel indicated whether they believed each CF care approach might enhance overall treatment effects instead of reporting their self-confidence. Table 7 below presents a summary of these results.

Notably, 100% of the panel reported adapting their mindset or attitude during treatment by remaining attentive and fully focused on patients and being genuine and honest to promote trustworthiness. More than 80% of the panel perceived these CF care approaches as clinically valid and thought they might enhance treatment effects (see Table 7, ranks 1.5). However, 59.0% of the panel reported wearing uniforms or formal clothing whilst only 53.8% perceived it as a clinically valid care approach (see Table 7, rank 6). Similarly, only 56.4% of the panel reported using indicators to tacitly display their expertise, although 66.7% thought these cues (e.g., qualifications) may enhance treatment effects (see Table 7, rank 7).

Table 7 Panel’s self-reported use, perceived clinical validity and effects of the practitioner’s beliefs/characteristics (Round 1; n = 39)

Perceived influence: panel consensus

There was group-consensus for 10 of 11 statements related to the practitioner’s beliefs and characteristics during the second round, with overall levels of agreement ranging from 91.3 to 100% suggesting practitioners were actively adapting their mindset or attitude and demonstrating their expertise believing it could influence clinical outcomes. There were three statements where 100% of the panel agreed that their mindset or attitude could enhance cLBP treatment (see Table 8, ranks 1–3).

However, panel consensus was not met regarding the use of indicators (e.g., qualifications, professional memberships) in clinics, online, or via correspondence (71.4% agreement). Practitioners preferred to demonstrate their expertise by clearly communicating their expectations, only administering treatments they expected to be effective, and demonstrating professionalism through their general appearance (e.g., being clean, tidy, and presentable) rather than wearing a medical uniform. A summary of these results is presented in Table 8 below.

Table 8 Summary of panel’s agreement levels concerning the practitioner’s beliefs/characteristics (Round 2; n = 23)

Treatment characteristics

Self-reported use, perceived as clinically valid, and perceived treatment effects

Using treatment characteristics ranged from 30.8 to 89.7% whilst perceptions regarding the potential clinical validity ranged from 53.8 to 89.7%. More than 80% of panellists reported encouraging patients to try activity reinforcement strategies and engaging in treatment/exercise with an optimistic mindset. Although continuity of care was commonly used and considered to be a clinically valid care approach during the first round (87.2%), two panellists disagreed during the second round, despite 87.0% believing it might influence patient outcomes.

Only 53.8% of the panel thought increasing the frequency/duration of appointments to provide extra time or attention was a clinically valid care approach, but 64.1% thought it might enhance treatment effects. Providing alternative feedback or encouraging engagement with other patients (see Table 9, ranks 7 and 8 respectively) experiencing positive results were not commonly used nor viewed as clinically valid care approaches. Table 9 below presents a summary of these results.

Table 9 Panel’s self-reported use, perceived clinical validity, and effects of treatment characteristics (Round 1; n = 39)

Perceived influence: panel consensus

There was group-consensus for six of 12 statements relating to treatment characteristics during the second round with agreement levels ranging between 82.6 and 100%. CF care approaches which were perceived to be influential included using reinforcement strategies to increase daily activity, explaining treatment advice in line with patient's expectations, encouraging an optimistic mindset during therapy/exercise, providing self-management materials, demonstrating functional changes following treatment, and providing a patient with clear milestones to demonstrate progress. A summary of these results is presented in Table 10 below.

There was insufficient panel consensus for the remaining six statements; four were below the 75% threshold, whilst another two exceeded it, but panellists rated the statement as ‘Not Valid’ and/or expressed disagreement. Two involved modifying appointment features such as ensuring continuity of care and increasing the frequency or duration of appointments. Using verbal or visual feedback (e.g., sharing positive patient stories, or mirrors during exercises) were also not considered to be beneficial nor was explaining the difference between a clinical examination and treatment.

Table 10 Summary of panel’s agreement levels concerning the treatment characteristics (Round 2; n = 23)

Treatment environment/setting

Self-reported use, perceived as clinically valid, and perceived treatment effects

Using CF care approaches to enhance the treatment environment ranged from 46.2 to 92.3% whilst the perceptions of their potential clinical validity ranged from 56.4 to 82.1%. Ensuring adequate privacy for patients was most commonly used, whereas positive distractors (e.g., soothing music, nice aromas) were used less frequently. Overall, less than 60% of the panellists thought altering the décor or layout was likely to enhance the overall treatment effects except for providing privacy, natural lighting, and ensuring a comfortable temperature. Table 11 below presents a summary of these results.

Table 11 Panel’s self-reported use, perceived clinical validity and effects of the treatment environment (Round 1; n = 39)

Perceived influence: panel consensus

There was only group-consensus for three of seven statements relating to the treatment environment. Of these, agreement levels ranged from 87.0 to 91.3%. All three related to the interior design including providing adequate privacy, ample natural lighting, a comfortable temperature, and ensuring clinic facilities are tidy. Contrastingly, there was insufficient consensus regarding the clinic’s décor (36.4–69.6%). Despite exceeding the 75% threshold, one panellist disagreed that rearranging furniture or seating in treatment rooms influenced patient outcomes. These results are summarised in Table 12 below.

Table 12 Summary of panel’s agreement levels concerning the treatment environment or setting (Round 2; n = 23)

Perceived importance of CFs

The panel rated the patient-practitioner relationship as the most important CF whilst the treatment environment/setting was perceived as the least important CF during the treatment of patients with cLBP. Summary statistics for each of the main CF domains are presented in Table 13 below.

Table 13 Summary statistics rating the perceived importance of main CF domains (Round 2; n = 23)

Additionally, the panel were asked to select one of the main CF domains which they perceived as being the most and least important during the treatment of patients with cLBP. Similar to the results presented in Table 13, Fig. 6 below indicates that nearly half the panel selected the patient-practitioner relationship (47.8%; n = 11) as the most important CF, followed by the patient’s beliefs and characteristics (30.4%; n = 7). Contrastingly, Fig. 7 below demonstrates the majority of the panel rated the treatment environment/setting (73.9%; n = 17) as the least important CF during cLBP treatment.

Fig. 6
figure 6

Panel’s perception regarding the most important CF domain during cLBP treatment

Fig. 7
figure 7

Panel’s perception regarding the least important CF domain during cLBP treatment

Discussion

Recently, a range of CFs within therapeutic encounters have been highlighted as potentially influencing placebo analgesia in clinical practice for patients with MSK conditions and non-malignant pain [12,13,14,15]. These CF care approaches have not been widely evaluated amongst MSK practitioners to determine whether they are perceived as clinically acceptable and/or whether they are being deliberately harnessed during everyday clinical practice. Clinicians’ views and use of CFs is limited [2, 18], particularly in relation to specific MSK conditions. Accordingly, this Delphi study aimed to examine the extent to which a UK panel of MSK practitioners perceived CFs as acceptable modulators of outcomes for patients with cLBP and their use in clinical practice to determine if there was group consensus.

This Delphi study found three useful insights. Firstly, the UK panel of MSK practitioners perceived that all five CF domains (i.e., the patient-practitioner relationship, the patient’s and the practitioner’s beliefs/characteristics, the treatment characteristics, and environment [4]) were capable of influencing cLBP outcomes. Secondly, practitioners reported a lack of confidence in applying some of these CF care approaches, and these findings suggest potential training opportunities which could assist MSK practitioners in better adopting CFs aimed at supporting a positive therapeutic encounter. Lastly, the panel’s collective views indicated that the patient-practitioner relationship was perceived as the most important CF during cLBP treatment.

Agreement with the five main CF domains

The UK panel demonstrated a high degree of consensus regarding the perceived influence, perceived clinical validity or acceptability and intentional use of person-centred communication, non-verbal behaviours, and diagnostic practices such as effective reassurance to enhance the patient-practitioner relationship. This is consistent with findings from a national survey of Italian MTs (n = 558) as the most beneficial CFs included developing an empathic therapeutic alliance and using a person-centred approach [2]. Similarly, the therapeutic relationship was rated as the most important CF in a national survey of Italian physiotherapists (n = 699) where key practices included adopting a person-centred approach, active listening, paraphrasing, and metaphors to facilitate improved patient understanding [18]. Essential CF care approaches for developing the patient-practitioner relationship include expressing empathy, warmth, friendliness, and authentic interest or involvement [5]. Purposeful body language to demonstrate active listening, genuine concern, and responsiveness to the patient can also strengthen the relationship [5].

Three beneficial inter-related care approaches in acute care settings included therapeutic listening, person-centredness, and responding to the patient’s emotions and unmet needs [55]. These approaches were associated with improvements in quality of life, anxiety and depression, treatment adherence, and patient satisfaction. Contrastingly negative interactions were linked to psychological distress as patients felt invalidated or dehumanised [55]. Likewise, key factors influencing the patient-practitioner relationship during MSK treatment include the practitioner’s interpersonal and communication skills; practical training and expertise; ability to provide patient education; person-centred and individualised care; along with time and flexible appointments [56]. Notably, there was a lack of consensus by the UK panel regarding the influence of different forms of touch (e.g., to assist, reassure or provide information) which differs from the Italian MTs [2] and may indicate cultural differences concerning the perceived effects of touch during MSK treatment.

The UK panel also exhibited a high degree of consensus regarding patient’s beliefs and characteristics, perceiving these CFs as acceptable modulators of clinical outcomes during cLBP management. The patient’s history and prior experiences were consistently viewed as influential CFs, along with attempting to reduce a patient’s anxiety about their treatment and discussing any concerns. Anticipatory anxiety activates cholecystokinin which facilitates pain transmission and is implicated in the nocebo response [19]. Accordingly, the UK panel may be helping to reduce anticipatory anxiety and potentially preventing negative outcomes by understanding each patient’s prior experiences along with actively managing their anxiety and addressing their specific concerns. Likewise, the Italian MTs thought the patient’s expectations, preferences, and previous experiences had potentially beneficial effects and often used these approaches on a weekly or daily basis [2]. The Italian physiotherapists rated the patient’s characteristics and beliefs as the second most important CF whilst noting the most useful approaches related to stimulating positive expectations and taking the patient’s expectations into account [18]. In our Delphi study there was insufficient panel consensus regarding the role of imaging, stress-management, instilling hope in recovery, or emphasising the pain-reducing effects of manual/physical therapies. Explaining severe injury or illness has been ruled out combined with a thorough physical examination may help reassure patients scans are unnecessary [57]. Furthermore, person-centred education to address misinformed pain-related beliefs and verbal suggestions to influence symptom change expectations may augment conservative treatment in patients with cLBP [54].

The UK panel displayed a high degree of consensus regarding practitioner’s beliefs and characteristics as CFs capable of influencing clinical outcomes. In our Delphi study, being attentive, kind, calm, compassionate, genuine, honest, creating a caring atmosphere, and ensuring every patient feels prioritised were consistently used and perceived as influential approaches to build trust. However, there was insufficient panel consensus regarding the use of indicators to display their expertise. Preferred ways to demonstrate professionalism included clearly communicating their expectations, and wearing clean, smart clothing rather than a uniform. Uniforms were also not viewed as important by the Italian MTs and physiotherapists [2, 18] but were often worn by MTs in the private sector or hospitals [2]. The Italian MTs believed their professional reputation might have some beneficial effects but did not frequently use it [2], whilst the Italian physiotherapists rated communication strategies as the most important way to demonstrate their professionalism, followed by their reputation, and hygiene/cleanliness [18]. In a recent systematic review, higher levels of clinician/experimenter confidence, competence, professionalism, as well as positive body language (e.g., smiling, tone of voice, eye-contact) modulated pain [58]. This highlights the importance of MSK practitioners being mindful of how patients might perceive their body language and professional attitudes, as subtle cues can influence pain [1, 15, 58].

The UK panel reached consensus for half the statements concerning the treatment characteristics including using reinforcement strategies to increase daily activity, providing self-management materials, encouraging an optimistic mindset during therapy, explaining treatment advice in line with a patient’s expectations, and demonstrating functional changes following treatment. Important needs of patients include a clear understanding of their LBP [59], consistent, comprehensible, and individualised information relating to their prognosis, treatment options, and self-management tools, which consider their work and healthcare concerns [60]. Notably, there was insufficient panel consensus regarding the use of visual feedback (e.g., mirrors), altering appointment features, ensuring continuity of care, or sharing positive stories of other (anonymous) patients to provide reassurance. It is possible that MSK practitioners are unaware of the role of social or observational learning mechanisms associated with placebo analgesia [1, 3, 15]. Italian MTs reported using mirrors and physical contact to inform, assist, prepare, and take care of the patient on a daily basis [2] which differs from the UK panel and might indicate another cultural difference. The treatment characteristics were rated the third most important CF by the Italian physiotherapists [18], although comparable statements (e.g., one-to-one versus group sessions, and price) were not included in our Delphi study.

The treatment environment was perceived as the least important CF overall, and group-consensus was only achieved for three statements relating to the interior design, namely, adequate privacy, uncluttered treatment facilities, and a comfortable environment. The UK panel’s views are comparable to the Italian MTs and physiotherapists as both focused on a comfortable environment [2, 18]. A comfortable setting was viewed as more beneficial for patients than the architecture (windows, skylights) or the use of decorations, ornaments, and colours amongst Italian MTs [2]. Using relaxing music, soft lighting and creating a comfortable treatment setting may provide an opportunity to manage negative emotions such as fear or anxiety, which are common in patients with MSK pain [15, 50,51,52]. Rehn and Schuster [61] emphasise how appropriate design elements evoke expectations which can promote healing and support treatment by influencing patients’ experiences and health behaviour. Consequently, there may be a missed opportunity to improve patient outcomes by leveraging additional features of the treatment environment.

Lack of confidence in applying CFs

Despite recognising the patient-practitioner relationship as the most important CF, the UK panel were not entirely confident in applying a range of person-centred care approaches. Furthermore, these MSK practitioners were not altogether confident handling patients’ negative emotional states, explaining the multi-dimensional nature of pain, using cognitive-behavioural approaches to challenge unhelpful beliefs/behaviours, cultivating self-efficacy, or promoting self-management strategies. This is important because it helps identify skills gaps which may support the optimal use of CFs during cLBP rehabilitation.

A growing body of evidence suggests emotional and cognitive factors influence pain processing, pain-related distress, and coping responses in patients with cLBP [57, 62]. Accordingly, a key recommendation of this Delphi study is MSK practitioners require further training to enhance their proficiency and confidence in applying essential psychosocial skills to address the complex needs of patients with cLBP. For instance, educational interventions to assist MSK practitioners in changing patients’ unhelpful illness beliefs may serve to augment the treatment of pain-related disability [54, 63]. Another example may include targeted interventions to address MSK practitioners misinformed or erroneous beliefs (e.g., use of imaging scans for LBP management/diagnosis) [63]. Similarly, adopting a framework to promote person-centredness in MSK practice may help to cultivate and enhance the therapeutic relationship (see [64] for applied clinical principles). Moreover, different training formats (e.g., face-to-face, and online) should be used to inform clinicians about placebo/nocebo effects [37]. Supporting practitioners’ skills development and confidence through bespoke short courses, workshops/seminars, which include practical exercises and activities, may be beneficial. Additionally, co-creating such interventions with both patients and practitioners may help ensure common challenges encountered during LBP rehabilitation are incorporated.

Perceived importance of CFs

The UK panel’s collective ratings may indicate some of the main CF domains were perceived as more important during the treatment of patients with cLBP. The patient-practitioner relationship was generally perceived as the most important CF, followed by the patient’s beliefs and characteristics, with higher levels of panel consensus for these respective CF domains. The practitioner’s beliefs and characteristics were rated as the third most important, followed by the treatment characteristics, whereas the Italian physiotherapists rated them vice versa [18]. Both the UK panel and the Italian physiotherapists [18] perceived the treatment environment as the least important CF overall. However, these questionnaires were not identical, which may explain these differences to some extent. Notably, in our Delphi study, there was limited variability between these main CF domains. It may therefore be useful for future studies to consider using a larger sample of MSK practitioners to determine if there is sufficient evidence to indicate a hierarchy of importance regarding the use of CFs during clinical practice. Additionally, whether there is a hierarchy of importance that is reflected by clinical outcomes remains to be studied.

Future research might consider developing a standardised and validated questionnaire to investigate practitioners’ awareness, attitudes towards, and use of CFs during clinical practice. Greco and colleagues [65] have developed the Healing Encounters and Attitudes Lists (HEAL) for patients, but an equivalent version is not available for practitioners. It is therefore challenging to make direct comparisons across regions and professions because there is a lack of uniformity on how these broad CF domains have been operationalised and measured.

Strengths and limitations

Strengths of the current study was the use of piloting to refine the statements included in the Delphi to ensure reasonable face and content validity. Additionally, statements were extracted from a range of sources which may have reduced researcher bias, but also provides an extensive array of CF care approaches which may be beneficial in clinical practice. The self-reported use of CFs during the management of patients with cLBP was relatively high. It is possible the UK panellists may have (inadvertently) responded in a socially desirable manner and it is unclear how frequently or consistently these approaches were applied. Furthermore, panel members self-selected to participate in this Delphi study based on their interest in the topic of CFs and their expertise as MSK practitioners. Accordingly, it is likely that self-selection/recruitment bias occurred, which may mean the panel’s perceptions may not represent the views of other MSK practitioners who are less familiar with, or less interested in the topic of CFs, or those working within public healthcare settings (NHS). For this reason, it would be worthwhile to test these findings using a larger sample size along with aiming to reduce selection bias in future. Further limitations include: the response options differing between rounds, as this may have affected the overall methodological rigour; the time lag between iterations, arising from the impact of Covid-19 during data collection, which may have affected the overall response rates; and that a study protocol was not pre-registered, which is recommended for future research.

Lastly, since a conservative approach was used to define panel consensus, the authors acknowledge this may have skewed some of the results (i.e., where agreement levels exceeded 75% but panel consensus was not achieved as a result of dissenting opinion(s)). The authors recognise percentage cut-off points are somewhat arbitrary and may impact the overall interpretation of the data. However, including cases of minority dissenting views does not appear to have substantively altered the conclusions. A conservative approach was taken since those expressing dissent might give further information regarding other MSK practitioners’ views which may provide an indication of skills/knowledge gaps or  identify potential barriers for the future implementation of CFs during routine clinical practice.

Conclusion

This Delphi study provides initial insights regarding a panel of UK MSK practitioners’ attitudes towards the influence, use, and relative importance of CFs during cLBP treatment. All five CF domains were perceived as capable of influencing patient outcomes, with the patient-practitioner relationship being perceived as the most important CF during routine clinical practice. Various skills gaps were highlighted where supplementary training may support MSK practitioners’ capacity to address their patients’ complex cognitive and emotional needs. Increasing practitioners’ knowledge of CFs may help them to optimally harness these therapeutic effects and potentially improve patients’ outcomes during cLBP rehabilitation.

Availability of data and materials

The dataset generated and/or analysed during the current study are not publicly available yet since it will be published in Bournemouth University’s online research data repository (BORDaR) following the completion of the dissertation. It is available from the corresponding author on reasonable request and with the permission of Bournemouth University via a data sharing agreement.

Abbreviations

CFs:

Contextual factors

CI:

Confidence Interval

MSK:

Musculoskeletal

MTs:

Manual therapists

LBP:

Low back pain

cLBP:

Chronic low back pain

UK:

United Kingdom

CREDES:

Conducting and REporting DElphi studies

NHS:

National Health Service

HEAL:

Healing Encounters and Attitudes Lists

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Acknowledgements

The authors wish to express our thanks to Alex Dunford, Michelle Holmes, Fiona Lucas, Amy Miller, Hina Tariq, and Edwin van Teijlingen for providing invaluable feedback during the piloting of the Delphi surveys.

Funding

This study was jointly funded by Bournemouth University and AECC University College by means of a match-funded PhD studentship provided to B. Sherriff.

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Authors and Affiliations

Authors

Contributions

BS: study design or conception, drafting and piloting surveys, participant recruitment, data collection, data analysis, and drafting the initial manuscript. DN, CC, CK: study design or conception, commented on provisional survey drafts, participant recruitment, discussed and interpreted the results. All authors discussed the results, critically reviewed, and commented on earlier manuscript drafts, and significantly contributed to, read, and approved the final manuscript.

Corresponding author

Correspondence to Bronwyn Sherriff.

Ethics declarations

Ethics approval and consent to participate

Ethics approval was obtained from Bournemouth University’s (England) Research Ethics Panel prior to data collection (IDs: 28052 and 32406 for each version of the questionnaire respectively). Participation was entirely voluntary, and participants were able to withdraw without penalty. No coercion, nor deception was used. Participants who wished to be informed of the study’s findings were debriefed. All results have been presented in the aggregate only.

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Not applicable.

Competing interests

The authors declare that they have no competing interests.

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Supplementary Information

Additional file 1

: Table S1. Synopsis of new statements included in second round survey. Table S2. Summary of amendments to statements between rounds. Copy of Delphi Survey – Round 1 (DS–R1). Copy of Delphi Survey – Round 2 (DS–R2).

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Sherriff, B., Clark, C., Killingback, C. et al. Musculoskeletal practitioners’ perceptions of contextual factors that may influence chronic low back pain outcomes: a modified Delphi study. Chiropr Man Therap 31, 12 (2023). https://doi.org/10.1186/s12998-023-00482-4

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